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FDP/COGR Grants.gov Proposal Submission Readiness Survey

Responses dated September 6, 2006

1. Do you believe that your institution has adequately addressed the training needs for faculty and administrators submitting via Grants.gov?
Yes. We submit regularly to Grants.gov. Our institution provided full preparation services prior to Grants.gov submittals and continues to provide this service to all faculty and administrators wanting to submit applications that utilize the Grant.gov portal. The definition for "full preparation services" for our purposes is that our office completes most forms on line for the Principal Investigators, we complete budgets, assist with formatting, uploading and final submission; we are the review and approval process for the Sponsored Research Office.
2. Do you find agency specific Grants.gov instructions consistent and/or clear?
No. Our understanding was that the Grants.gov portal would eliminate the various types of forms and formats that grantee institutions would be required to know and understand. At this point each agency has simply incorporated their questions and requirements into the Grants.gov portal. We are still having to learn each separate type of submission, the requirements of different agencies and how each agency interprets the forms differently. Often there are 2-3 sets of instructions for a single submission. Many times these solicitations/instructions are contradictory or do not coincide with the information that is being seen on the Grants.gov portal.
3. Do you find agency specific forms readily available on Grants.gov?
No. Often times we are having to look multiple times to find when the forms are "made available" at Grants.gov. Many times there seems to be disconnect between the agency contact and the Grants.gov portal.
4. Do you find the applications easy to complete and upload?
No. Because each agency has their own interpretation of how the forms should be completed, we are still learning each distinct agency format or how to complete fields when they are interpreted differently by various agencies. In some instances, multiple sets of instructions are available for one submission, and it is unclear which set of instructions should be followed.
5. Do you find you need to consult more than one web site for instructions to submit applications?
Yes. Typically there are multiple sets of instructions. NIH has their set of instructions for the SF 424 RR, NSF has their interpretation and then NASA theirs. Even within an agency, many times the types of proposals that can or should be submitted via Grants.gov varies. To gain this knowledge and expertise requires many hours of research to read and interpret the agency's expectations.
6. Do you find you the number and variety of agency specific requirements sufficiently complex to hinder your ability to meet grant deadlines?
Yes. We have a large staff that is solely committed to assisting our faculty and administrators to meet these requirements. We have come close but have not missed deadlines, but it's just a matter of time before it happens. Also, the multiple requirements mentioned above and just trying to find out how each agency is requiring information is a substantial hindrance and very time consuming. This additional time commitment has increased our workload for these types of submissions. Most the forms in Grants.gov need to be keyed by hand and do not automatically populate--this is also an additional time constraint on our staff.
7. Is your institution able to adequately track the proposal as it is accepted and validated by Grants.gov and the funding agency?
Yes. We have had a couple instances when this was a problem - we were sent information from Grants.gov showing that the proposal was validated, etc. Then the agency sent an email that indicated the proposal had been rejected but we did not receive this email until 2am the next morning. Because it was not clear an email would be forthcoming from the agency we were not expecting this follow up email. With NIH it is clear that there will be notification and 2 business days to correct errors. Because we are waiting at our end to verify that the proposal has been submitted and error free, it would be helpful if it were consistent from agency to agency on the number & types of emails that will be following the 2 Grants.gov emails.
8. Is the ability to view the final application package for completeness or proper assembly positive agency-specific attribute for Grants.gov and helpful in grants submission?
Yes. We would like to have a function that would allow us to view and print the application package as the agency will view at the time of the review process. This function at the Grants.gov level of submission would be very helpful.
9. Is your institution planning to use the Grants.gov PureEdge product or implement system to system solution?
PureEdge viewer.
10. When will the system to system solution be available to your investigators?
Not applicable. PeopleSoft Grants Module does not have system to system capabilities at this time.
11. How will you handle deadlines with a significant volume of proposals, e.g. the NIH February R01 2007, if they occur before your S2S solution is available?
Currently, we are working to ensure all our staff and administrators throughout campus are adequately trained and have the appropriate software and hardware to meet our campus needs. Along with our central staff, we have several Centers on our campus who work directly with the Principal Investigators to prepare the Grants.gov submissions.
12. Are you experiencing problems with the development of proposals utilizing shared access to electronic files?
No. To date, our Proposal Services department and Centers across campus work together in both a review capacity and full preparation services. Typically, experienced grant specialists are working in the Grants.gov system with the PureEdge forms and submitting the files across campus via email or via a shared folder system that was already in place prior to utilizing it for this purpose.
13. Has your institution adequately addressed any issues related to internal transmission due to electronic file size?
Yes. At this time we have the shared folder system and we have yet to have an instance where this was inadequate. However, with increased volume we are concerned this may be an issue in the future.
14. What method of transmitting PureEdge files has your institution initiated (email or Digital drop box? FTP server? Web upload? Other?) Please describe.
Email and Shared Folder system as mentioned in questions 13 & 14.
15. Are you satisfied with agency-specific solutions to address utilization by non-Windows operating system (e.g. Mac) users?
No. Most of our campus utilizes a PC based format, because of the difficulty for Mac users. Currently, to our Mac Users, Citrix seems cumbersome and not user friendly. We have resorted to changing files in house and uploading & working with them as PC files in order to submit to Grants.gov.
16. Has your institution developed its own capabilities (Citrix Server) for Mac users? If so, please describe the type of solution implemented. (Utilize the NIH CITRIX server institute your own CITRIX server, virtual PC on the MAC, system to system capability bypassing PureEdge.)
No.
17. Is your institution's readiness for Grants.gov dependent upon a Grants.gov Mac solution?
No. Our Sponsored Research Office is PC Based.
18. What do you find to be the biggest obstacle with using Grants.gov?
We are still required to learn each agency's use of the forms available. It doesn't seem to be the standardized set of forms that was indicated when Grants.gov was first discussed.
19. If all agencies, including NSF and NIH required submission through Grants.gov by January/February 2007, how ready would your institution be to meet this requirement?
Although it is always difficult to anticipate every electronic and technical situation, our staff is constantly working to try to stay updated on the latest technology. We rely heavily on our own experienced staff, helpdesks at Grants.gov and the grantor agencies and the manuals provided by each agency to explain their forms. However, that is why it is so important to full preparation service entities like ourselves that these services from the agencies be accurate, up-to-date and contain NON-contradictory information.

Questions? Please contact:
Suzanne Henderson
785-864-7403 | shenders@ku.edu
Senior Grant Specialist | Proposal Services